FINANCIAL SIMPLICITY THOUGHTS

Discretionary vs Advisory Propositions

By | April 19th, 2017|Categories: Uncategorized|

The Evolution of Regtech Towards Intelligent Agents

By | February 20th, 2017|Categories: Uncategorized|

RegTech : Helping Compliance Go From ‘Policeman’ to ‘Coach’

By | February 10th, 2017|Categories: Uncategorized|

A really fascinating and insightful session at the ASIC RegTech round table earlier this week in Sydney, Australia. One key thing I took away from the session is that in many peoples eyes, Regtech is [...]

The Regtech Revolution: Compliance and Wealth Management in 2017

By | February 3rd, 2017|Categories: Uncategorized|

Voices 2017 in wealth management: Top trends in the coming year for financial planners

By | February 3rd, 2017|Categories: Uncategorized|

Some good perspective in this article that I suspect will become increasingly relevant throughout the year as the consumer and regulatory tightening on the industry takes increased effect. http://www.accountingtoday.com/opinion/2017-in-wealth-management-top-trends-in-the-coming-year-for-financial-planners  

The Importance of Held Away Accounts

By | January 25th, 2017|Categories: Uncategorized|

With increasing regulatory focus on investor's overall investments, one of the tech trends is the increasingly important for portfolio management technologies to include what is called in the USA as 'Held Away' assets. This is [...]