Tag: Regulatory Considerations

RegTech : Helping Compliance Go From ‘Policeman’ to ‘Coach’

A really fascinating and insightful session at the ASIC RegTech round table earlier this week in Sydney, Australia. One key thing I took away from the session is that in many peoples eyes, Regtech is part of the genesis of the next generation of financial services operating models with benefits not only in reducing the…
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Trends in Wealth Management and Technologies in 2017

We grabbed Stuart Holdsworth to talk briefly about some of the big picture technology related trends in wealth management that he anticipates for 2017.

Historic Announcement of a Mutual Recognition of Securities Regulation Arrangement with the US Securities And Exchange Commission

WASHINGTON, U.S. – The Rudd Government today signed a world-leading arrangement between Australia and the U.S. that will pave the way for easier access by investors and financial markets to each other’s financial systems. The mutual recognition arrangement between Australia and the United States was signed today by Senator the Hon Nick Sherry, Minister for…
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